DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2012-021
Xxxxxxxxxxxxxx
xxxxxxxxxxxxxx
FINAL DECISION
This is a proceeding under the provisions of section 1552 of title 10 and section 425 of
title 14 of the United States Code. The Chair docketed the case after receiving the applicant’s
completed application on November 13, 2011, and assigned it to staff member J. Andrews to pre-
pare the decision for the Board as required by 33 C.F.R. § 52.61(c).
This final decision, dated July 12, 2012, is approved and signed by the three duly
appointed members who were designated to serve as the Board in this case.
APPLICANT’S REQUEST AND ALLEGATIONS
The applicant asked the Board to correct his record to show that he was medically dis-
charged because of a physical disability. He alleged that he was discharged on April 8, 1996,
after just seven months in the Service due to a knee injury he had incurred. In support of his
allegations, the applicant submitted some of his medical records, which are included in the sum-
mary of the record below.
The applicant did not state when he discovered the alleged error in his record. However,
he stated that the Board should find it in the interest of justice to consider his application because
“[t]his line was never seen by myself before nor anyone else.”
SUMMARY OF THE RECORD
On September 5, 1995, at age 19, the applicant enlisted in the Coast Guard. Following
boot camp, he advanced to seaman apprentice (SA/E-2) and assigned to a medium endurance
cutter.
On March 13, 1996, the applicant was examined by a psychologist. He told the psychol-
ogist that he had been feeling anxious and depressed since he enlisted and that he wanted to get
out of the Coast Guard. He said that he was not happy and felt he could not live on the pay. He
said is only medical problem was seasickness and hives whenever he was at sea. The psycholo-
gist noted that a doctor had diagnosed the applicant with an “adjustment disorder with depressive
symptoms”1 and that he concurred in that diagnosis.
On March 13, 1996, the applicant was examined by a psychiatrist, the Head of the Mental
Health Department at a Naval Hospital. The applicant told him that he had no desire to serve on
a ship and that he had made a mistake by enlisting. The applicant said that he needed “to get out
of the Coast Guard before I hurt someone or bring damage to my ship.” The psychiatrist stated
that the applicant had no symptoms of neurosis, psychosis, or organic brain disorder but had poor
impulse control and a “personality disorder not otherwise specified.”2 The psychiatrist strongly
recommended that the applicant be discharged “as soon as possible” because “one cannot expect
his behavior to improve.”
Also on March 13, 1996, the applicant’s commanding officer (CO) notified him that he
was initiating the applicant’s honorable discharge due to his diagnosed personality disorder. He
advised the applicant that he had a right to disagree with the recommendation for discharge and
to submit a statement about the recommendation. On the same day, the applicant acknowledged
the notification and stated that he did not object to being discharged, that he was fully aware of
the process and terms of his discharge, and that he felt the proposed discharge would be in his
and the Coast Guard’s best interests.
Also on March 13, 1996, the CO asked the Personnel Command to issue discharge orders
for the applicant because of his unsuitability due to a personality disorder. The CO noted the
following about the applicant:
3. On 07 MAR 96 just two hours prior to [the cutter] getting underway [the applicant] refused to
put on the uniform of the day and said he was not going to go on patrol. He said he wanted out of
the Coast Guard as soon as possible and he did not want to stand his watches or have anything
more to do with the ship. After consultation with the Executive Officer it was clear that [the
applicant] could not be trusted to stand alert watches and would require close supervision. He was
assigned messcooking duties. While he has been performing the duties as assigned adequately, it
is evident that he has no desire to improve his attitude and performance to the point where he can
be trusted as a watchstander or member of the boat launching detail, or any other duty where a
sense of responsibility for others is required for the safe conduct of an evolution.
4. It was [due to the applicant’s] attitude, mood swings, and the fact that he kept to himself, and
his lack of enthusiasm that we considered it prudent to have him medically evaluated. We have, in
roughly four months he has been assigned, tried many leadership techniques and several people
1 An “adjustment disorder” is a psychological response to an identifiable stressor that results in the development of
emotional or behavioral symptoms. Adjustment disorders are normally temporary and disappear when the stressors
disappear. Adjustment disorders are not personality disorders. American Psychiatric Association, DIAGNOSTIC AND
STATISTICAL MANUAL OF MENTAL DISORDERS, FOURTH EDITION, TEXT REVISION (2000) (DSM-IV-TR), p. 679.
2 A “personality disorder” is “an enduring pattern of inner experience and behavior that deviates markedly from the
expectations of the individual’s culture, is pervasive and inflexible, has an onset in adolescence or early adulthood,
is stable over time, and leads to distress or impairment.” DSM_IV-TR, at 685. “The diagnosis of Personality
Disorders requires an evaluation of the individual’s long-term patterns of functioning … . The personality traits that
define these disorders must also be distinguished from characteristics that emerge in response to specific situational
stressors or more transient mental states … . The clinician should assess the stability of personality traits over time
and across different situations.” Id. at 686. The Coast Guard relies on the DSM when diagnosing members with
psychological conditions. See Coast Guard Medical Manual (COMDTINST M6000.1B), Chap. 5.B.1.
have counseled him. I do not believe that his attitude or performance will improve. More than
this, the longer he is aboard the more likely he will become a significant discipline problem.
The applicant continued to serve in the mess on the ship while his discharge was pending.
On March 19, 1996, he complained that he had fallen and injured his right knee. He was placed
on “sick in quarters” status for 24 hours and restricted to light duty (no sea duty) until March 25,
1996, pending an orthopedic evaluation. The doctor gave him a brace and noted that he sus-
pected a lateral meniscal tear. On March 21, 1996, the doctor noted that the applicant still com-
plained of pain and that tests were needed to determine whether he had torn his ACL or menis-
cus. The doctor returned him to sick in quarters status.
On March 25, 1996, the applicant consulted an orthopedist at a Naval Hospital. He was
diagnosed with a probable tear of the lateral meniscus in his right knee. He was give crutches
and continued on light duty.
On March 29, 1996, the applicant underwent a physical examination pursuant to his
pending discharge. The doctor found him fit for discharge but noted that he had a “probable lat-
eral meniscal tear.” The doctor wrote that the applicant was being administratively discharged
due to a personality order and “elects to follow up knee injury w/ VA.” The applicant signed a
form agreeing with the doctor’s findings.
On April 2, 1996, the Personnel Command ordered the applicant’s CO to discharge him
with an honorable discharge due to personality disorder with the JFX separation code.
On April 8, 1996, the applicant signed several Page 7s with information about his separa-
tion and also the following statement for his record:
My medical condition has been explained to me in addition to my benefits through the Military
System and the VA System. I voluntarily waive my right to seek medical help through the Military
System and I elected to seek medical help through the VA System.
The applicant was honorably discharged on April 8, 1996. His discharge form DD 214
shows that he was discharged due to “Personality Disorder,” denoted by a JFX separation code,
and was not eligible to reenlist, denoted by an RE-4 reenlistment code.
In 2011, the applicant filed a disability claim with the Department of Veterans’ Affairs
(DVA) for a back condition and a left knee condition. The DVA examiner found his left knee to
be normal, and the applicant denied ever having injured his right knee. The DVA denied the
applicant’s claim for disability benefits, finding that his conditions were not service-connected.
VIEWS OF THE COAST GUARD
On February 24, 2012, the Judge Advocate General (JAG) submitted an advisory opinion
in which he recommended that the application be denied due to its untimeliness but stated that
the Coast Guard would not object to partial relief being granted based on the recommendation in
a memorandum on the case prepared by the Coast Guard Personnel Service Center (PSC).
PSC stated that the applicant was properly discharged for “Personality Disorder” after he
was diagnosed with one in March 1996. PSC stated that although the applicant apparently
injured his right knee while his administrative discharge was pending, it was not a condition that
would have entitled him to a medical discharge and disability benefits. Moreover, PSC pointed
out, the applicant was advised by his doctor that he could remain on active duty to receive mili-
tary medical care for his right knee and voluntarily chose, instead, to be administratively dis-
charged and receive medical care for his right knee from the DVA, if necessary.
PSC argued that the applicant was not entitled to a medical discharge because under
Chapter 2.C.2.b. of the Medical Manual, “The law that provides for disability retirement or sepa-
ration (10 U.S.C. 61) is designed to compensate a member whose military service is terminated
due to a physical disability that has rendered him or her unfit for continued duty,” but the appli-
cant was not diagnosed with any condition that rendered him unfit for duty. PSC noted that the
applicant could have remained on active duty to receive treatment for his right knee but opted to
be discharged instead.
However, PSC recommended that the Board grant partial relief by issuing him a DD 215
to change the reason for his discharge from “Personality Disorder” (JFX) to “Adjustment Dis-
order” (JFY) and to upgrade his reenlistment code from RE-4 to RE-3G (eligible to reenlist with
a waiver) for the following reasons:
[T]he record including the mental health consult report all show that the member had difficulty
adjusting to life in the Service. According to [ALCOAST 252/09], when a member is unable to
adapt to military life, the FY series of separation codes was created with the narrative reason
adjustment disorder. In the applicant’s case, a separation code of JFY with reentry code of RE-3G
would be most appropriate and more favorable under today’s policy and should be applied as his
record suggests adjustment disorder as a more accurate assessment rather than personality dis-
order.
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On February 28, 2012, the Chair sent a copy of the views of the Coast Guard to the appli-
cant and invited him to respond in writing within 30 days. No response was received.
APPLICABLE REGULATIONS
Article 12.B.16. of the Coast Guard Personnel Manual in effect in 1996 authorizes enlist-
ed personnel to be administratively discharged for unsuitability due to a diagnosed personality
disorders.
Chapter 5.B.2 of the Medical Manual lists the personality disorders that qualify a member
for administrative discharge pursuant to Article 12.b.16. of the Personnel Manual. Adjustment
disorders are listed in Chapter 5.B.3 of the Medical Manual, which states that they “are generally
treatable and not usually grounds for separation. However, when these conditions persist or
treatment is likely to be prolonged or non-curative (e.g. inability to adjust to military life …)
process in accordance with [Article 12 of the Personnel Manual] is necessary.”
Chapter 3.B.6. of the Medical Manual provides that “[w]hen a member has an impair-
ment (in accordance with section 3-F of this Manual) an Initial Medical Board [IMB] shall be
convened only if the conditions listed in paragraph 2-C-2.(b) [of the PDES Manual] are also met.
Otherwise the member is suitable for separation.”
Chapter 3.F.12.b.(3) of the Medical Manual provides that an “internal derangement of the
knee” is unfitting for retention on active duty if there is “[r]esidual instability following remedial
measures, if more than moderate; or with recurring episodes of effusion or locking, resulting in
frequent incapacitation.”
The PDES Manual governs the separation of members due to physical disability. Chap-
ter 2-C-2 of the PDES Manual states the following:
a.
The sole standard in making determinations of physical disability as a basis for retirement
or separation shall be unfitness to perform the duties of office, grade, rank or rating because of
disease or injury incurred or aggravated through military service. …
b.
The law that provides for disability retirement or separation (Chapter 61, Title 10, U.S.
Code) is designed to compensate members whose military service is terminated due to a
physical disability that has rendered the member unfit for continued duty. That law and
this disability evaluation system are not to be misused to bestow compensation benefits
on those who are voluntarily or mandatorily retiring or separating and have theretofore
drawn pay and allowances, received promotions, and continued on unlimited active duty
status while tolerating physical impairments that have not actually precluded Coast Guard
service. The following policies apply.
(1) Continued performance of duty until a service member is scheduled for separa-
tion or retirement for reasons other than physical disability creates a presumption of fit-
ness for duty. This presumption may be overcome if it is established by a preponderance
of the evidence that:
form adequately the duties of office, grade, rank or rating; or
acute, grave illness or injury, or other deterioration of the member’s
physical condition occurred immediately prior to or coincident with processing for sepa-
ration or retirement for reasons other than physical disability which rendered the service
member unfit for further duty.
(2) Service members who are being processed for separation or retirement for rea-
sons other than physical disability shall not be referred for disability evaluation unless
their physical condition reasonably prompts doubt that they are fit to continue to perform
the duties of their office, grade, rank or rating.
c.
If the evidence establishes that service members adequately performed the duties
of their office, grade, rank or rating until the time they were referred for physical evalua-
tion, they might be considered fit for duty even though medical evidence indicates they
have impairments.
the service member, because of disability, was physically unable to per-
(a)
(b)
An evaluee whose manifest or latent impairment may be expected to interfere with the
e.
performance of duty in the near future may be found “unfit for continued duty” even though the
member is currently physically capable of performing all assigned duties. Conversely, an evaluee
convalescing from a disease or injury which reasonably may be expected to improve so that he or
she will be able to perform the duties of his or her office, grade, rank, or rating in the near future
may be found “Fit for Duty.”
ALCOAST 252/09, issued on April 29, 2009, states that the Department of Defense has
created new separation codes to address the situation in which a member is unsuitable for mili-
tary service because of a diagnosed adjustment disorder that prevents the member from adapting
to military life. The ALCOAST specifies that the new separation code JFY should be used, and
the re-entry code assigned can be either RE-3G or RE-4.
FINDINGS AND CONCLUSIONS
military record and submissions, the Coast Guard's submissions, and applicable law:
The Board makes the following findings and conclusions on the basis of the applicant's
The Board has jurisdiction over this matter under 10 U.S.C. § 1552(a).
1.
2.
The applicant requested an oral hearing before the Board. The Chair, acting pur-
suant to 33 C.F.R. § 52.51, denied the request and recommended disposition of the case without
a hearing. The Board concurs in that recommendation.3
3.
Under 10 U.S.C. § 1552(b), an application to the Board must be filed within three
years after the applicant discovers the alleged error or injustice. The applicant in this case was
administratively discharged, rather than medically discharged, more than 15 years before he filed
his application. Therefore, the application is not timely.
4.
Pursuant to 10 U.S.C. § 1552(b), the Board may excuse the untimeliness of an
application if it is in the interest of justice to do so. In Allen v. Card, 799 F. Supp. 158, 164
(D.D.C. 1992), the court stated that to determine whether the interest of justice supports a waiver
of the statute of limitations, the Board “should analyze both the reasons for the delay and the
potential merits of the claim based on a cursory review.” The court further instructed that “the
longer the delay has been and the weaker the reasons are for the delay, the more compelling the
merits would need to be to justify a full review.”4
5.
The applicant has provided no explanation for his delay or compelling reason to
excuse the untimeliness of his application.
3 See Steen v. United States, No. 436-74, 1977 U.S. Ct. Cl. LEXIS 585, at *21 (Dec. 7, 1977) (holding that “whether
to grant such a hearing is a decision entirely within the discretion of the Board”); Flute v. United States, 210 Ct. Cl.
34, 40 (1976) (“The denial of a hearing before the BCMR does not per se deprive plaintiff of due process.”);
Armstrong v. United States, 205 Ct. Cl. 754, 764 (1974) (stating that a hearing is not required because BCMR
proceedings are non-adversarial and 10 U.S.C. § 1552 does not require them).
4 Allen v. Card, 799 F. Supp. 158, 164-65 (D.D.C. 1992); see Dickson v. Secretary of Defense, 68 F.3d 1396 (D.C.
Cir. 1995).
6.
The Board’s cursory review of the merits of this case shows that although the
applicant alleged that he should have received a medical disability separation from the Coast
Guard due to a right knee injury, he was not discharged because of a physical disability.5
Instead, after failing to perform his duties adequately for several months and refusing to go on
patrol, he was referred to a psychologist and a psychiatrist, whom he told that he wanted to get
out of the Coast Guard and could not guarantee that he would not harm someone if he was not let
out. The applicant was diagnosed with both an adjustment disorder and a personality disorder
and processed for an administrative separation because of the personality disorder in accordance
with Article 12.B.16. of the Personnel Manual. Although there is evidence that he injured his
right knee while his administrative separation was pending, he signed a statement acknowledging
that he could remain on active duty to receive military treatment for the injury but chose to
accept the pending discharge and seek treatment for the injury from the DVA instead. There is
no evidence that his right knee injury constituted a physical disability that rendered him unfit for
continued military service,6 which is the only permissible basis for a medical disability separa-
tion.7 Therefore, the Board finds that the applicant’s claim for a medical disability discharge has
no potential to succeed on the merits.
7.
The Coast Guard stated in its advisory opinion that it would not object if the
Board granted alternative relief by correcting the narrative reason for the applicant’s separation
from personality disorder (JFX) to adjustment disorder (JFY) and by upgrading his reenlistment
code from RE-4 (ineligible) to RE-3G (eligible with a waiver) in accordance with current policy
under ALCOAST 252/09. The applicant submitted no response to this suggestion. Moreover,
the applicant was in fact diagnosed with and discharged for a personality disorder in 1996 and
assigned an RE-4, and he has not submitted any evidence to show that the diagnosis was errone-
ous or that his discharge for personality disorder with the RE-4 now constitutes a manifest injus-
tice in his record. Given the applicant’s failure to make any effort in this regard and the evidence
of record supporting his personality disorder discharge, the Board will not direct the Coast Guard
to change the reason for discharge or reenlistment code on the applicant’s DD 214.
8.
Accordingly, the Board finds insufficient grounds to excuse the untimeliness of
the application in the interest of justice. The application should be denied.
5 PDES Manual, Chap. 2.C.2.b. (“The law that provides for disability retirement or separation (Chapter 61, Title 10,
U.S. Code) is designed to compensate members whose military service is terminated due to a physical disability that
has rendered the member unfit for continued duty.”).
6 Medical Manual, Chap. 3.F.12.b.(3) (providing that an “internal derangement of the knee” is unfitting for retention
on active duty only if there is “[r]esidual instability following remedial measures, if more than moderate; or with
recurring episodes of effusion or locking, resulting in frequent incapacitation.”); PDES Manual, Chap. 2.A.38.
(defining a “physical disability” and “[a]ny manifest or latent physical impairment or impairments due to disease,
injury, or aggravation by service of an existing condition, regardless of the degree, that separately makes or in
combination make a member unfit for continued duty.” [emphasis added]).
7 PDES Manual, Chap. 2.C.2.a. (“The sole standard in making determinations of physical disability as a basis for
retirement or separation shall be unfitness to perform the duties of office, grade, rank or rating because of disease or
injury incurred or aggravated through military service.”)
The application of former xxxxxxxxxxxxxxxxxxxxxxxxxxx, USCG, for correction of his
military record is denied.
ORDER
Reid Alan Cox
Jeffrey E. VanOverbeke
Darren S. Wall
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